IEP Companion — Ethan Chen Sample IEP
★ IEP Companion — Sample Document — For Demonstration Purposes Only ★
IEP Companion™ — Ethan L. Chen
IEP Companion Texas Model • Complete Sample IEP
Individualized Education Program
IEP Companion Texas Model Sample IEP • ARD Committee • Sunrise Elementary • Lone Star ISD
Student
Ethan L. Chen
DOB
01/08/2019
Age
6 yrs 10 mo
Grade
1st
Campus
Sunrise Elementary
District
Lone Star ISD
ARD Date
12/03/2025
Type
Initial ARD
Primary
Autism (AU)
Setting
40 — Mainstream
§ 0ARD Committee Meeting Information
Meeting Details
Meeting Type
Initial ARD
Meeting Date
12/03/2025
Start Time
2:00 PM CST
End Time
4:00 PM CST
Duration
2 hours
Location
Sunrise Elementary Conference Room B (In-Person)
Required ARD Committee Members (34 CFR §300.321)
RoleName / TitlePresent
LEA RepresentativeDr. Kevin Marshall, Principal✓ Present
Special Education TeacherMs. Rachel Green✓ Present
General Education TeacherMrs. Susan Palmer✓ Present
Evaluation PersonnelDr. Amanda Torres, LSSP✓ Present
Parent/Guardian 1Michelle Lee (Mother)✓ Present
Parent/Guardian 2David Chen (Father)✓ Present
StudentEthan L. ChenNot Present (age-appropriate)
Additional Participants
NameCredentialsRole
Ms. Christina NguyenCCC-SLPSpeech-Language Pathologist
Mrs. Jennifer BlakeOTR/LOccupational Therapist
Mr. Thomas JacksonBCBABehavior Specialist
Mrs. Patricia MooreEd. DiagnosticianEvaluation Interpretation
Ms. Maria RodriguezLPCCampus Counselor
Procedural Compliance
Procedural Safeguards Notice
11/18/2025
Prior Written Notice
11/20/2025
Meeting Invitation Sent
11/05/2025
Parent Consent Date
11/10/2025
Interpreter Services
No — Parents English proficient
§ 1Student Information
Student Legal Name
Ethan L. Chen
Date of Birth
01/08/2019
Age at ARD
6 years, 10 months
Student ID (Local)
456789123
State Student ID (PEIMS)
TX-456789123-2019
Gender
Male
Grade Level
Grade 1
Current Campus
Sunrise Elementary School
Parent/Guardian Email
mlee@email.com
Parent/Guardian Phone
(512) 555-6543
Case Manager
Ms. Rachel Green
Date Entered SPED
11/15/2025
Record Status
Active
Expected Graduation
2037
Home Address
2847 Ridgewood Lane, Austin, TX 78745
Race/Ethnicity (PEIMS E0016)
Asian
Home Language (PEIMS E0036)
English (Mandarin spoken by extended family)
Interpreter Offered
Yes — declined by parents (English proficient)
Enrollment Date at Current Campus
08/18/2025
§ 2Disability Information
Primary Disability (PEIMS C053)
Autism (AU)
Secondary Disability
None
Tertiary Disability
None
Instructional Arrangement
Mainstream (40% or less removal)
BIP Required
Yes
AT Needed
Yes
Multiple Disabilities
No
Medically Fragile
No
Child Count Funding
Regular Special Education
Secondary Disability Consideration
ARD committee considered Speech-Language Impairment (SI) as secondary disability based on CELF-5 Core 79 (8th %ile) and pragmatic language deficits. Committee determined that communication deficits are a characteristic of Ethan's autism rather than a separate disabling condition, as pragmatic language deficits are intrinsic to ASD diagnosis. Communication needs are fully addressed through SLP services and autism-specific programming within the IEP.
§ 2.5Present Levels of Academic Achievement & Functional Performance
ℹ️PLAAFP must include baseline data, strengths, impact of disability on general curriculum, and parent/teacher concerns per 34 CFR §300.320(a)(1).
Pre-Referral Intervention Data (RTI/MTSS)

Prior to referral for special education evaluation, Ethan participated in the campus MTSS process beginning 08/2025. Tier 1: Universal screening (fall 2025 STAR Early Literacy) identified Ethan as significantly below benchmark in reading comprehension and written expression. General education teacher implemented classroom accommodations including visual supports, preferential seating, and simplified directions. Tier 2 (09/2025–10/2025): Small group reading intervention (Fundations Level 1, 30 min 3×/wk for 6 weeks). Progress monitoring showed adequate response for decoding (slope = 1.2 words/week) but inadequate response for comprehension (slope = 0.1 correct responses/week). Social skills group (Second Step, 20 min 2×/wk) showed minimal progress. Tier 3 was not attempted — campus team determined evaluation was warranted based on: (a) inadequate Tier 2 response in comprehension despite adequate decoding, (b) ASD diagnosis and autism-specific needs exceeding general education intervention capacity, (c) significant social communication and behavioral flexibility deficits requiring specialized programming. Summer 2024 regression data referenced in ESY section is based on parent-reported developmental history and records from Ethan's prior preschool program (ABC Early Childhood Center, Austin, TX), which documented skill loss over summer break.

Reading Performance

Ethan demonstrates reading skills spanning kindergarten to mid-first grade levels (WJ-IV Letter-Word Identification: SS 95, 37th percentile, GE 1.5). Strengths: Strong phonetic decoding and excellent visual processing support sight word recognition. Reads first-grade text aloud with 85% accuracy. Primary Deficit: Reading comprehension at K.8 grade equivalent (WJ-IV Passage Comprehension: SS 82, 12th percentile). Struggles significantly with inferential questions, particularly those requiring understanding of character emotions and motivations (30% accuracy on "why" and "how do you think" questions). Autism characteristics affect ability to make inferences beyond literal text, understand social situations in stories, and connect prior knowledge. Excels with factual recall but requires explicit instruction in social-emotional inference and perspective-taking.

Mathematics Performance

Relative strength in computation (WJ-IV Math Calculation: SS 90, 25th %ile, GE 1.2) but significant challenges with word problems (WJ-IV Applied Problems: SS 78, 7th %ile, GE K.5). Strengths: Age-appropriate quantities/counting/number relationships; developing addition/subtraction within 20 with visuals; excellent visual pattern recognition (95th %ile VSI); interest in numbers and schedules. Primary Deficit: Word problem solving affected by language comprehension rather than math reasoning. Completes computation independently at 80% accuracy but requires adult support for word problems. Struggles with mathematical language (more/less, before/after) and verbal reasoning. Currently solving 25% of grade-level word problems independently.

Written Expression

Most significant academic challenge, ~1.5–2 years below expectations (WIAT-III Written Expression: SS 79, 8th %ile). Impacted by fine motor delays (VMI-6 Motor Coordination: SS 85, 16th %ile), working memory weakness (WPPSI-IV WMI: 78, 7th %ile), and autism communication characteristics. Current Skills: 1–3 simple sentences with prompting; legible but labored handwriting (15–20 min/sentence); phonetic spelling; basic sentence structure emerging; requires significant support for multi-step writing. Strengths: Willing to write about preferred topics (trains); increased detail when motivated; neat handwriting given time; stronger verbal expression than written output.

Other Academic Areas

Science: Grade-level conceptual understanding when presented through hands-on activities and visual supports (e.g., scored 85% on teacher-administered oral science assessment on weather unit vs. 40% on independent textbook-based assessment). Reading demands limit independent access to grade-level content. Leveraging interest in transportation for science engagement (simple machines, motion). With read-aloud support and graphic organizers, Ethan accesses science curriculum successfully. Social Studies: Conceptual understanding appropriate when presented orally/visually. Scored 78% on oral assessment for community helpers unit but struggled with perspective-taking questions about why people choose different jobs (35% accuracy). Understanding of human motivation and social concepts affected by autism characteristics. Benefits from concrete examples and visual timelines. Overall: Learning difficulties primarily impact literacy-based tasks across all content areas. With accommodations (read-aloud, visual supports, graphic organizers, reduced written output demands), Ethan can access grade-level content in science and social studies. His visual-spatial strengths and special interests in trains/transportation/schedules should be systematically leveraged across the curriculum to increase engagement and comprehension.

Social/Emotional/Behavioral

Social Skills (Vineland-3 Socialization: 71, 2nd–3rd %ile; SRS-2: 75T, Severe): Minimal spontaneous peer interaction; primarily parallel play. Initiates with adults 2–3×/30 min but with peers <1×/week. Requires adult prompting for 80% of peer social bids. Behavioral Flexibility (BRIEF-2 Shift: 75T; BASC-3 Adaptability: 33T, both Clinically Significant): Requires adult support for 90% of unannounced changes. Anxiety behaviors (hand flapping, verbal protests) during 60% of transitions; 5–10 min to regulate after unexpected changes. Strengths: Appropriate during structured/predictable activities; friendly when engaged; responds to adult redirection; uses coping strategies independently 30% of the time.

Communication Skills

CELF-5 Core Language: 79 (8th %ile). Receptive: Early 1st grade literal understanding; difficulty with complex/multi-step directions, inferential and non-literal language. Responds well to visuals paired with verbal. Expressive: Communicates needs with simple sentences; limited conversational participation; difficulty with elaboration and topic maintenance. Social Communication (Primary Deficit): Concrete style; challenges with context; minimal spontaneous social interaction; difficulty reading cues, turn-taking, implied meanings, adjusting to audience. Pragmatic skills below age expectations (PLSI 15th–25th %ile). Affects class discussions, collaborative learning, and peer interactions.

Motor Skills & Sensory Processing

Gross Motor: Age-appropriate; full PE participation. Fine Motor: VMI-6 Motor Coordination SS 85 (16th %ile — delays); Visual-Motor Integration SS 88 (21st %ile); Visual Perception SS 98 (45th %ile — strength). Legible but labored handwriting. OT supports fine motor, handwriting, and sensory regulation. Sensory Processing: Sensory Profile-2 — significant differences. HYPER-RESPONSIVE to auditory/tactile (distressed by fire alarms, hand dryers, loud cafeteria, clothing tags, food textures). SENSORY SEEKING: spinning, jumping, deep pressure, train noises, hand flapping. Requires noise-canceling headphones, movement breaks, fidget tools, alternative seating.

Daily Living / Self-Help

Vineland-3 Daily Living Skills: Parent 80, Teacher 82 (9th–12th %ile). Independent in basic self-care with reminders. Follows familiar routines with visual supports. Requires significant support for: flexibility with schedule changes, independent problem-solving, managing belongings, homework organization, planning. Basic safety understanding present; needs development in social safety and emergency procedures.

Student Strengths

1. Strong visual-spatial reasoning (WPPSI-IV VSI: 95, 37th %ile). 2. Excellent factual memory, especially special interests (trains, transportation). 3. Good phonetic decoding (Phonological Processing: 92, 30th %ile). 4. Solid computation with manipulatives. 5. Responds well to visual supports, graphic organizers, structured routines. 6. Persistent on interest-related tasks. 7. Enthusiastic hands-on learner. 8. Kind and friendly in structured settings. 9. Good rule-following and compliance. 10. Strong interest in trains/schedules/transportation for motivation.

Parent Concerns Parent Input Only

"Parents express concern about Ethan keeping up with grade-level work, especially reading and writing. Homework takes significantly longer than expected and Ethan becomes frustrated. Particularly concerned about social skills development and ability to make friends. Would like continued progress in reading comprehension and more support for organization, homework completion, and social interaction. Appreciate the structured supports and want consistency. Request regular communication about progress, social interactions, and behavioral concerns. Emphasize importance of consistency between home and school."

Teacher Concerns

Mrs. Palmer reports Ethan requires frequent redirection to stay on task. Reading level impacts access to grade-level content across all subjects. Particular concerns: difficulty with transitions, limited spontaneous peer interaction, challenges with flexibility when routines change. Emphasizes need for continued SPED collaboration and consistent autism-specific strategies across settings. With appropriate supports, Ethan can make meaningful progress, but consistency and intensity of support are critical.

Impact of Disability on General Education Curriculum

Academic: Social communication deficits and concrete thinking affect reading comprehension (inferential questions requiring social-emotional understanding), math word problems (language processing, not math reasoning), and written expression (working memory, fine motor, thought organization). Social/Behavioral: Minimal spontaneous peer interaction, difficulty with perspective-taking/social cues, significant challenges with behavioral flexibility/transitions affect collaborative learning, social activities, and daily routine adaptation. Sensory: Processing differences affect attention, regulation, and ability to function without environmental modifications. Without specialized instruction, accommodations, and autism-specific programming, Ethan would not make adequate progress or develop critical social/adaptive skills. With intensive autism-specific programming, visual supports, sensory accommodations, social skills instruction, and behavioral flexibility training, Ethan can participate meaningfully in general education and make progress toward grade-level standards.

§ 3Goals & Objectives
⚠️Compliance: Goals must be measurable, include baseline, conditions, and criteria per 34 CFR §300.320(a)(2).
Goal 1ELA — Reading Comprehension
By December 2026, when presented with first-grade level narrative texts containing clear character emotions and social situations, Ethan will use explicit comprehension strategies (identify character, identify problem, identify feelings, identify solution) to answer inferential comprehension questions about character motivations and emotions, achieving 83% accuracy across 4 consecutive weekly CBMs (improving from baseline of 30%), as measured by standardized comprehension rubric documented by the special education teacher. (TEKS ELAR 1.6F, 1.6G, 1.8B)
Baseline
30% accuracy
Start
12/06/2025
End
12/03/2026
Measurement
Weekly CBM probes
Short-Term Objectives
  1. Obj 1.1: By March 2026, Ethan will identify characters and their emotions in first-grade narrative texts using emotion charts and visual supports with 55% accuracy across 3 consecutive sessions. (TEKS ELAR 1.8B)
  2. Obj 1.2: By June 2026, Ethan will answer "why" questions about character actions and motivations using character analysis graphic organizers with 67% accuracy across 3 consecutive sessions. (TEKS ELAR 1.6F, 1.6G)
  3. Obj 1.3: By September 2026, Ethan will make simple inferences about social situations in stories using explicit comprehension strategies and visual cues with 75% accuracy across 3 consecutive sessions. (TEKS ELAR 1.6G, 1.8B)
Goal 2Mathematics — Word Problem Solving
By December 2026, when presented with first-grade word problems involving addition/subtraction within 20, Ethan will use READ-PLAN-SOLVE-CHECK with visual supports to identify key information, select operations, and solve correctly in 85% of opportunities across 3 consecutive weekly assessments (from baseline of 25%), as measured by teacher-created probes and work sample analysis. (TEKS Math 1.3D, 1.3E)
Baseline
25% accuracy
Start
12/06/2025
End
12/03/2026
Measurement
Bi-weekly probes
Short-Term Objectives
  1. Obj 2.1: By March 2026, Ethan will identify key information in first-grade word problems (numbers, operation words, what is being asked) using visual highlighting and graphic organizers with 57% accuracy across 3 consecutive trials. (TEKS Math 1.3D, 1.3E)
  2. Obj 2.2: By June 2026, Ethan will select the correct operation (addition or subtraction) for first-grade word problems using a visual operation decision chart with 71% accuracy across 3 consecutive trials. (TEKS Math 1.3D)
  3. Obj 2.3: By September 2026, Ethan will independently use the READ-PLAN-SOLVE-CHECK strategy to solve first-grade word problems with 79% accuracy across 3 consecutive trials. (TEKS Math 1.3D, 1.3E)
Goal 3Social Skills / Peer Interaction
By December 2026, during structured and unstructured periods, Ethan will use taught social communication skills (greeting, asking to join, commenting, responding) to initiate and maintain positive peer interactions for ≥5 minutes in 85% of observed opportunities across 2 consecutive weeks (from baseline of <1 initiation/week), as measured by structured observation protocols documented by SPED staff. (TEKS Health 1.9A, 1.9B)
Baseline
<1 peer initiation/week
Start
12/06/2025
End
12/03/2026
Measurement
Observation; frequency data
Short-Term Objectives
  1. Obj 3.1: By March 2026, Ethan will use a greeting script to initiate interaction with a peer buddy during structured activities in 59% of opportunities across 2 consecutive weeks. (TEKS Health 1.9A)
  2. Obj 3.2: By June 2026, Ethan will respond to peer-initiated social bids (greetings, questions, invitations) within 10 seconds without adult prompting in 71% of opportunities across 2 consecutive weeks. (TEKS Health 1.9A)
  3. Obj 3.3: By September 2026, Ethan will initiate and maintain a reciprocal peer interaction for at least 3 minutes (greeting, 2+ conversational turns, appropriate closing) in 79% of opportunities across 2 consecutive weeks. (TEKS Health 1.9A, 1.9B)
Goal 4ELA — Written Expression
By December 2026, given a visual planning organizer and topic of choice, Ethan will independently compose a 3-sentence paragraph containing a topic sentence, one supporting detail, and a closing sentence, using correct capitalization and end punctuation in 83% of writing samples across 4 consecutive bi-weekly writing probes (improving from baseline of producing 1–2 simple sentences with adult prompting and 40% accuracy on conventions), as measured by district analytic writing rubric scored by the special education teacher. (TEKS ELAR 1.12A, 1.12B, 1.21A)
Baseline
1–2 sentences with prompting; 40% conventions accuracy
Start
12/06/2025
End
12/03/2026
Measurement
Bi-weekly writing probes; analytic rubric
Short-Term Objectives
  1. Obj 4.1: By March 2026, given a sentence starter and picture prompt, Ethan will compose 2 complete sentences on topic using correct capitalization and end punctuation in 59% of opportunities across 3 consecutive sessions. (TEKS ELAR 1.12A)
  2. Obj 4.2: By June 2026, given a visual graphic organizer (topic/detail/closing), Ethan will compose a 3-sentence paragraph with adult support for planning and independently for writing, with 69% accuracy on conventions across 3 consecutive sessions. (TEKS ELAR 1.12B)
  3. Obj 4.3: By September 2026, Ethan will independently use a graphic organizer to plan and compose a 3-sentence paragraph with 77% accuracy on conventions across 3 consecutive sessions. (TEKS ELAR 1.12A, 1.12B)
Goal 5Communication — Pragmatic Language
By December 2026, during structured and naturalistic communication opportunities across school settings, Ethan will use taught pragmatic language skills (initiating conversation on a shared topic, taking 3+ conversational turns, responding to questions with on-topic elaboration, and using appropriate nonverbal communication including eye gaze and body orientation) in 81% of observed opportunities across 3 consecutive weekly language samples (improving from baseline of concrete, restricted-topic communication with minimal turn-taking and elaboration; PLSI 15th–25th percentile), as measured by structured pragmatic language observation protocol and language sample analysis documented by the SLP. (Linked to SLP services 90 min/wk)
Baseline
PLSI 15th–25th %ile; minimal turn-taking
Start
12/06/2025
End
12/03/2026
Measurement
Weekly language samples; pragmatic observation protocol
Short-Term Objectives
  1. Obj 5.1: By March 2026, during structured therapy activities, Ethan will initiate a conversational topic and take 2+ turns with the SLP or a peer using visual conversation maps in 57% of opportunities across 3 consecutive sessions.
  2. Obj 5.2: By June 2026, during small group activities, Ethan will respond to peer questions with on-topic comments (not restricted to special interests) and maintain conversation for 3+ turns in 67% of opportunities across 3 consecutive sessions.
  3. Obj 5.3: By September 2026, during naturalistic settings (lunch, recess, classroom), Ethan will independently initiate and sustain a reciprocal conversation using appropriate pragmatic skills (topic initiation, turn-taking, on-topic responses, eye gaze) for 3+ turns in 75% of opportunities across 3 consecutive sessions.
Goal 6Behavior — Self-Regulation / Executive Function
By December 2026, when experiencing changes in routine, unexpected events, or transitions from preferred to non-preferred activities, Ethan will independently identify his emotional state using the Zones of Regulation framework and select and use an appropriate coping strategy (deep breathing, squeeze tool, countdown, break card, self-talk script) to return to a regulated state within 5 minutes, in 87% of observed opportunities across 2 consecutive weeks (improving from baseline of using coping strategies independently in 30% of opportunities and requiring 5–10 minutes with adult support for regulation), as measured by daily behavior tracking logs (frequency, duration, independence level) documented by special education staff and reviewed weekly by the BCBA. (Linked to BCBA 30 min/wk, Counseling 30 min/wk, BIP)
Baseline
30% independent coping; 5–10 min regulation with adult
Start
12/06/2025
End
12/03/2026
Measurement
Daily behavior logs; weekly BCBA data review
Short-Term Objectives
  1. Obj 6.1: By March 2026, with adult verbal prompt, Ethan will identify his current Zone (Blue, Green, Yellow, Red) and select a coping tool from his visual menu in 59% of dysregulation episodes across 2 consecutive weeks.
  2. Obj 6.2: By June 2026, Ethan will independently identify his Zone and initiate a coping strategy (without adult prompt) within 2 minutes of a triggering event in 71% of opportunities across 2 consecutive weeks.
  3. Obj 6.3: By September 2026, Ethan will independently use a coping strategy and return to a regulated state (ready to re-engage in activity) within 5 minutes of a triggering event in 79% of opportunities across 2 consecutive weeks.
Progress Monitoring & Reporting
Reporting Frequency
Every 9 Weeks (Quarterly) — Written Progress Report with report cards

Methods by Goal: Goal 1 (Reading): Weekly CBM probes on comprehension questions, data graphed bi-weekly. Goal 2 (Math): Problem-solving probes twice weekly, work sample analysis bi-weekly. Goal 3 (Social Skills): Daily structured observation with frequency counts; weekly summary graphs. Goal 4 (Written Expression): Bi-weekly writing probes scored on district analytic rubric; monthly work sample portfolio. Goal 5 (Pragmatic Language): Weekly language samples collected by SLP; pragmatic observation protocol scored monthly. Goal 6 (Self-Regulation): Daily behavior tracking logs (frequency, duration, independence level); weekly graphing by case manager; monthly data review with BCBA. All Goals: Related service provider progress notes compiled monthly. Case manager analyzes trend data and rate of progress. Progress reports sent with report cards every 9 weeks including: current performance data, rate of progress, comparison to goal criteria, graph of trend data, and recommendations for continued support or goal adjustment.

§ 3.5Consideration of Special Factors
FactorDeterminationAction
Behavior impedes learning?YesBIP developed from FBA (11/15/2025) — App A & B
Limited English Proficiency?NoN/A
Blind/Visually Impaired?NoVI Supplement not required
Communication Needs?YesVisual supports, social stories, SLP services
Deaf/Hard of Hearing?NoDHH Supplement not required
Assistive Technology?YesSee App C for AT devices/services
§ 4Special Education & Related Services
Special Education Instruction
SubjectSemesterGen Ed Min/WkSPED Min/WkFrequencyDurationStart
All SubjectsBoth1,2004505×/week90 min/day12/06/2025
Related Services
ServiceProviderMin/WkFreqDeliveryLinked Goal
Speech-Language TherapyMs. Nguyen, CCC-SLP903×/wkDirect (2 pull-out, 1 push-in)Goal 5
Occupational TherapyMrs. Blake, OTR/L602×/wkDirectGoals 4, 6
CounselingMs. Rodriguez, LPC301×/wkDirectGoals 3, 6
BCBA ConsultationMr. Jackson, BCBA301×/wkConsultationGoal 6 + BIP
Supplementary Aids & Services
Aid / ServiceFrequencySetting
Paraprofessional supportDaily as neededAll settings
One-on-one aide (transitions & social)DailyAll settings
Visual daily schedule (posted + individual)DailyAll settings
Graphic organizers (reading/writing)DailyAll academic
Noise-canceling headphonesAs neededAll settings
Fidget tools / alternative seatingAs neededAll settings
Social stories for changes/new situationsAs neededAll settings
Emotion charts & identification toolsDailyAll settings
Visual timer (transitions & work periods)DailyAll settings
Movement breaks (5 min every 30 min)DailyAll settings
Communication/choice boardsDailyAll settings
Supports for School Personnel

Training: Gen ed teacher — accommodations & BIP (2 hrs pre-implementation). All staff — AT training (1 hr). Para — communication log procedures (30 min). Consultation: Weekly SPED/gen ed check-ins. Monthly team progress reviews. On-demand SLP/OT support. Resources: Modified curriculum, visual supports, behavior tools, AT devices/software. Research Basis: National Reading Panel explicit instruction; TEACCH structured teaching; PBIS; ABA principles; Social Thinking (Garcia Winner); UDL; National Professional Development Center on ASD evidence-based practices.

§ 4.5Least Restrictive Environment (LRE) Determination
% in General Ed
72%
% in Special Ed
28%
LRE Code
B — Inside regular class 40–79%

Justification: Ethan requires 450 min/week of specialized autism-specific programming (28% of school day): intensive social skills instruction (Social Thinking, 30 min daily), behavioral flexibility training (Zones of Regulation), specialized reading comprehension with social-emotional inference support (45 min daily), small group 1:3–1:4 ratio, and structured peer interaction with trained peers. These needs cannot be met in gen ed even with supplementary aids. He participates in gen ed 72% of the day: core instruction with accommodations, all specials (PE, art, music), lunch, recess, and all non-academic activities.

Aids/Services Considered Before Placement: Visual supports/schedules (implemented); sensory accommodations (implemented); extended time/reduced language demands (implemented); social stories (implemented); paraprofessional support (provided as needed); AT for writing/organization (implemented); BIP (implemented); SLP in natural environments (implemented with pull-out for intensive work). Despite these, intensive autism-specific programming requires specialized small-group setting.

§ 5Accommodations & Modifications
Instructional Accommodations
AccommodationSettingFrequency
Extended time (1.5×)AllDaily
Reduced items per pageAll academicDaily
Read aloud / audio presentationAll academicDaily
Calculator / manipulativesMathDaily
Visual aids & graphic organizersAllDaily
Preferential seatingAllDaily
Frequent breaks (5 min / 30 min)AllDaily
Simplified directions (1–2 step)AllDaily
Assistive technologyAllDaily
Shortened assignments — reduced number of items while maintaining grade-level rigor and complexity (accommodation, not modification)All academicAs needed
Note-taking assistance / advance copiesAllDaily
BIP implementationAllDaily
Word bank for assessmentsAll academicAs needed
Fidget toolsAllAs needed
Check understanding after directionsAllDaily
Visual schedule & task listsAllDaily
ℹ️Accommodations vs. Modifications: All items above are accommodations (changes in HOW Ethan accesses the curriculum) — they do not alter grade-level content expectations. Ethan does not currently receive modifications (changes in WHAT Ethan is expected to learn). He is held to grade-level TEKS standards with accommodated access. This distinction is critical for STAAR participation: because no modifications are in place, Ethan takes STAAR General with accommodations.
STAAR Assessment Accommodations
AccommodationTEA Approved
Oral administration
Extended time
Scheduled breaks
Small group (1–5)
Scribe for written
Alternate Assessment
Not Applicable — STAAR General with accommodations
All testing accommodations routinely used in instruction per TAC §101.1003(b).
§ 5.5Extended School Year (ESY) Services
ESY Determination
ESY Services Needed

Justification: (1) Regression/Recoupment: Summer 2024 data shows 4-month reading regression over 10-week break (GE 2.2→1.8); 6 weeks to recoup. Social communication skills regressed significantly with increased withdrawal. Lost turn-taking/peer interaction gains. (2) Severity: Autism impacts social communication and behavioral flexibility requiring continuous programming. (3) Critical Development: Age 6–7 crucial for social skills; critical literacy juncture (learning to read → reading to learn).

ServiceFreqDurationDatesLocation
Social skills (small group 3–4)4 days/wk60 min/day06/08–07/17/2026Sunrise Elem.
Reading comprehension4 days/wk60 min/day06/08–07/17/2026Sunrise Elem.
Structured social activities4 days/wk60 min/day06/08–07/17/2026Sunrise Elem.
SLP (pragmatic language)2×/wk30 min06/08–07/17/2026Sunrise Elem.
BCBA consultation1×/wk30 min06/08–07/17/2026Campus
Total ESY Contact Hours
102 hours over 6 weeks

ESY Goals: (1) Maintain social communication skills (greetings, turn-taking, commenting) at 77% proficiency. (2) Use coping strategies and transition within 5 min during routine changes in 81% of opportunities. (3) Maintain reading comprehension (77% accuracy on inferential questions, 1st-grade passages).

§ 5.6Nonacademic & Extracurricular Activities
Lunch
Full participation with peer buddy
PE
Regular PE with peers
Recess
Full participation with facilitation
Specials
Art, Music — full participation

Supports: visual schedules/advance prep; sensory accommodations (headphones for loud events); peer buddy for unstructured times; adult facilitation for social interactions; social stories for field trips/special events; check-ins before/after unstructured time; sensory tools at lunch/recess; communication between SPED and activity staff.

§ 5.7Transportation Services
Special Transportation
No — Regular/parent provided
PEIMS E0851
No
§ 5.8Transition Services (Ages 14+)
⊘ Under Age 14 — Transition services not required. Will begin no later than IEP in effect when Ethan turns 14.
§ 6ARD & Compliance Information
Annual IEP Date
12/03/2025
Next Annual Due
12/03/2026
Implementation Date
12/06/2025
FIE Complete
11/15/2025
Next FIE Due
11/15/2028 (triennial — 3 years from FIE 11/15/2025)
Diagnostician/LSSP
Dr. Amanda Torres, LSSP
REED Completed
10/01/2025 — Review of Existing Evaluation Data conducted; team determined comprehensive FIE warranted based on suspected autism, academic deficits, and social-behavioral concerns not responsive to Tier 2 intervention
Compliance
✓ All requirements met
Evaluation Instruments

Autism: ADOS-2 Module 3; GARS-3; SRS-2; SCQ Lifetime. Cognitive: WPPSI-IV (FSIQ 87; VSI 95 strength; WMI 78 weakness). Academic: WJ-IV; KTEA-3. Speech: CELF-5; PLSI; Language Sample. Adaptive: Vineland-3. Behavioral: BASC-3; BRIEF-2. Sensory: Sensory Profile-2. Motor: Beery VMI-6.

Health & Medical
Medications
None
Dx
ASD (Dr. Sarah Kim, 03/2022)
Vision
Normal
Hearing
Normal
Allergies
None
§ 7Parent Communication & Preferences
Language
English
Interpreter
No
Best Contact
Email
Best Time
After 3:00 PM weekdays
§ 8State Reporting & Compliance Tracking
ElementCodeDescription
PEIMS Number101-912-1234567890TX student ID
Primary Disability (E0794)AUAutism
Setting (C035)40Mainstream
LRE CodeBInside reg class 40–79%
Speech (E0857)Yes
Counseling (E0840)Yes
OT (E0843)Yes
PT (E0844)No
Transport (E0851)No
ESYYes102 contact hrs
SHARSYesMedicaid eligible
§ 9Comments for ARD Committee
General Education Teacher Comments

Mrs. Palmer notes that Ethan has made positive adjustments to the first-grade classroom since enrollment in August 2025. He responds well to structured routines and visual supports already in place. His enthusiasm for trains and transportation has been a valuable motivational tool across content areas. Primary concerns remain reading comprehension beyond the literal level, very limited peer interaction, and difficulty with transitions and unexpected schedule changes. Mrs. Palmer supports the comprehensive plan and welcomes the collaborative consultation model with SPED staff to ensure consistency across settings.

Special Education Teacher Comments

Ms. Green emphasizes that Ethan's profile reflects a student with clear cognitive strengths (VSI 95, strong decoding, excellent factual memory) whose autism characteristics create specific, targetable barriers to academic and social progress. The proposed 6-goal IEP with intensive services (450 min/wk SPED, SLP 3×/wk, OT 2×/wk, counseling, BCBA consultation) reflects the severity and breadth of need while maintaining maximum general education participation. Data-based decision making with weekly progress monitoring will allow the team to adjust instruction responsively. The team should anticipate rapid initial progress in structured skill areas (written expression, math strategies) with slower but steady gains in social communication and behavioral flexibility, which require extensive practice across naturalistic settings.

Related Service Provider Comments

SLP (Ms. Nguyen): Pragmatic language is Ethan's primary communication deficit. Combination pull-out (intensive skill teaching) and push-in (generalization in natural context) delivery model is essential. Will coordinate with SPED teacher on social skills instruction to ensure complementary targets. Recommends parent training on conversation facilitation strategies for home and community.

OT (Mrs. Blake): Sensory regulation and fine motor development are interrelated priorities. Sensory diet implementation across all settings is critical for Ethan's ability to attend, regulate, and access instruction. Written expression progress will depend on both OT fine motor intervention and SPED writing instruction working in tandem.

BCBA (Mr. Jackson): FBA data clearly supports the three-behavior BIP. Recommends minimum 6-week intensive data collection at implementation to establish post-intervention baselines. Weekly consultation will focus on treatment fidelity, data review, and proactive strategy adjustment. Anticipates need to refine token economy reinforcement schedule as Ethan's preferences evolve.

Counselor (Ms. Rodriguez): Will focus on anxiety management and social problem-solving using CBT-informed approaches adapted for Ethan's developmental level and concrete thinking style. Coordination with BCBA on Zones of Regulation implementation will ensure consistent self-regulation language and strategies across all service providers.

Parent Comments

Ms. Lee and Mr. Chen expressed appreciation for the thoroughness of the evaluation process and the comprehensive IEP developed by the team. They feel heard regarding their concerns about social isolation, homework frustration, and the need for consistency between home and school. They are committed to implementing recommended strategies at home and look forward to the daily communication log. They requested that the team pay particular attention to Ethan's emotional well-being as he adjusts to the new services and that any concerns about anxiety or regression be communicated promptly. They are supportive of the ESY recommendation and expressed interest in connecting with the Autism Society of Greater Austin parent support group as recommended by the BCBA.

Administrator Comments

Dr. Marshall confirms that Sunrise Elementary has the staffing, resources, and physical space to implement all proposed services and supports. The campus is committed to providing the necessary training for general education staff, paraprofessionals, and specials teachers (PE, art, music) to ensure consistent implementation of Ethan's accommodations, BIP, and autism-specific strategies across all settings. The campus will ensure that the designated calm-down space, sensory tools, and AT devices are in place by the implementation date of 12/06/2025.

§ 10Texas Autism Supplement (19 TAC §89.1055(e))

The ARD committee has considered each of the 11 strategies required under 19 TAC §89.1055(e). Basis documented per §89.1055(f).

Strategy 1
Extended Educational Programming
Needed
ESY services 6 weeks summer 2026 (see §5.5). Regression data: 4-month reading regression over 10-week break; 6+ weeks to recoup. Social skills regressed significantly. 102 contact hours of intensive programming.
Strategy 2
Daily Schedules Reflecting Minimal Unstructured Time
Needed
Visual daily schedules (posted + individual portable). Structured options during lunch (peer buddy with conversation starters), recess (structured choices + facilitated play), arrival/dismissal (visual checklist). 10-min advance notice of changes. Visual timer for transitions.
Strategy 3
In-Home and Community-Based Training
Not Needed at This Time
Parents report adequate generalization. Parent training addressed through Strategy 6. Committee will revisit if concerns arise.
Strategy 4
Positive Behavior Support Strategies
Needed
FBA (11/15/2025) completed. BIP addresses: transition dysregulation (3–4 episodes/wk), social avoidance (daily), sensory-seeking (10–15 episodes/day). Functions: escape/avoidance and sensory regulation. Proactive strategies, replacement behaviors, positive reinforcement, crisis prevention. See Appendices A & B.
Strategy 5
Futures Planning
Needed
Age-appropriate: building self-advocacy, developing routine independence, identifying interests/strengths (trains, transportation, schedules) for future vocational awareness.
Strategy 6
Parent/Family Training and Support
Needed
BCBA and SPED teacher: social skills facilitation for home/community (quarterly); behavioral flexibility implementation (initial + quarterly); written resources; connection to Autism Society of Greater Austin parent group. Daily home-school communication log.
Strategy 7
Suitable Staff-to-Student Ratio
Needed
Small-group 1:3–1:4 for specialized programming. One-on-one aide for transitions and unstructured social times. Individual instruction for initial teaching of new strategies. Para support in gen ed as needed.
Strategy 8
Communication Interventions
Needed
SLP 3×/wk (90 min/wk): pragmatic language — turn-taking, topic maintenance, non-literal language, social cues, audience adjustment. Visual supports: social stories, emotion charts, conversation cards, choice boards. Naturalistic teaching across settings. CELF-5 Core 79 (8th %ile); PLSI 15th–25th %ile.
Strategy 9
Social Skills Supports and Strategies
Needed
Social Thinking curriculum (30 min daily, small group 2–4). Peer buddy system, video modeling, social stories, structured role-playing, facilitated peer interaction at lunch/recess. SRS-2 monitoring annually. Across all settings: therapy, gen ed (push-in), naturalistic (cafeteria, playground).
Strategy 10
Professional Educator/Staff Support
Needed
BCBA weekly consultation (30 min) for BIP, data review, strategy adjustment. Gen ed teacher autism training each semester (2 hrs). Weekly SPED/gen ed consultation. Para training on prompting hierarchy and social facilitation (initial + quarterly). All staff AT training (1 hr).
Strategy 11
Teaching Strategies Based on Peer-Reviewed Research
Needed
ABA for behavior intervention; TEACCH visual supports/structured teaching; Social Thinking (Garcia Winner); video modeling; explicit systematic reading instruction with graphic organizers; Zones of Regulation; naturalistic language teaching. All per NPDC on ASD and National Autism Center evidence-based practices.
§ 11Agreement / Disagreement
Parent 1 — Michelle Lee
✓ Agreed
Parent 2 — David Chen
✓ Agreed
District Representative
✓ Agreed
All parties in agreement. No Statement of Disagreement (§XV) required.
§ 12Documented ARD Committee Decisions

1. Committee reviewed comprehensive FIE data (11/15/2025), parent/teacher input, and classroom performance. Ethan is eligible for special education under Autism (AU) per IDEA 2004 and 34 CFR §300.8(c)(1).

2. Initial IEP developed with 6 measurable annual goals addressing all identified areas of need: (1) reading comprehension, (2) math word problem solving, (3) social skills/peer interaction, (4) written expression, (5) pragmatic language/communication, and (6) self-regulation/behavioral flexibility — each with 3 short-term objectives, based on PLAAFP deficit areas and evaluation data.

3. SPED instruction (90 min/day), SLP (3×/wk), OT (2×/wk), counseling (1×/wk), and BCBA consultation (1×/wk) determined necessary for FAPE.

4. All 11 Texas Autism Supplement strategies considered (19 TAC §89.1055(e)). Ten of 11 determined needed; Strategy 3 not needed at this time.

5. Comprehensive BIP developed based on FBA (11/15/2025), attached as part of IEP.

6. ESY determined needed based on regression/recoupment data and severity of disability.

7. AT devices and services determined needed (see App C).

8. LRE: Mainstream (72% gen ed / 28% SPED). Removal only for intensive autism-specific programming.

9. Parent concerns (social skills, reading, homework, organization) addressed through goals, services, and supports.

10. Procedural Safeguards provided 11/18/2025; receipt confirmed.

11. All parties in agreement. No statements of disagreement filed.

§ 13Participants & Signatures
Parent/Guardian 1
Michelle Lee (Mother)
Signature on file — 12/03/2025
Parent/Guardian 2
David Chen (Father)
Signature on file — 12/03/2025
LEA Representative
Dr. Kevin Marshall, Principal
Signature on file — 12/03/2025
Special Education Teacher
Ms. Rachel Green
Signature on file — 12/03/2025
General Education Teacher
Mrs. Susan Palmer
Signature on file — 12/03/2025
Evaluation Personnel (LSSP)
Dr. Amanda Torres, LSSP
Signature on file — 12/03/2025
Speech-Language Pathologist
Ms. Christina Nguyen, CCC-SLP
Signature on file — 12/03/2025
Occupational Therapist
Mrs. Jennifer Blake, OTR/L
Signature on file — 12/03/2025
Behavior Specialist (BCBA)
Mr. Thomas Jackson, BCBA
Signature on file — 12/03/2025
Diagnostician
Mrs. Patricia Moore
Signature on file — 12/03/2025
Counselor
Ms. Maria Rodriguez, LPC
Signature on file — 12/03/2025
Student
Ethan L. Chen
Not present — age-appropriate (6 yrs)
§ 14ARD Meeting Minutes
Date
12/03/2025
Time
2:00–4:00 PM CST
Recorder
Ms. Rachel Green
TimeSpeakerDiscussion / Action
2:00Dr. MarshallCalled meeting to order. Welcomed participants. Verified quorum per 34 CFR §300.321. Introduced team members. Confirmed parents received Procedural Safeguards (11/18/2025) and Prior Written Notice (11/20/2025). Stated purpose: review FIE, determine eligibility, develop initial IEP.
2:08Dr. TorresPresented comprehensive FIE results (11/15/2025). Reviewed all instruments. Cognitive: WPPSI-IV FSIQ 87, VSI 95 (strength), WMI 78 (weakness). Autism-specific: ADOS-2 positive, GARS-3 elevated, SRS-2 Severe. Confirmed eligibility under Autism (AU) per IDEA criteria. Results likely underestimate true abilities due to autism testing characteristics.
2:25Mrs. MoorePresented academic achievement. WJ-IV/KTEA-3: reading comprehension SS 82 (12th %ile), written expression SS 79 (8th %ile), applied problems SS 78 (7th %ile). Strengths in letter-word ID (SS 95) and math calculation (SS 90). Explained how autism characteristics — particularly inferential comprehension and language-based reasoning — create the academic deficits.
2:35Ms. NguyenPresented speech-language evaluation. CELF-5 Core 79 (8th %ile). Pragmatic language primary deficit (PLSI 15th–25th %ile). Demonstrated Ethan's concrete communication, difficulty with non-literal language and turn-taking. Recommended intensive SLP 3×/wk with combination pull-out and push-in delivery.
2:45Mrs. BlakePresented OT evaluation. VMI-6: Motor Coordination SS 85 (16th %ile — fine motor delays), Visual Perception SS 98 (45th %ile — strength). Sensory Profile-2: significant differences across all domains. Recommended OT 2×/wk for fine motor, handwriting, and sensory regulation. Outlined sensory diet: headphones, movement breaks, fidgets, alternative seating.
2:55Mr. JacksonPresented FBA summary (11/15/2025). Three target behaviors: transition dysregulation (escape), social avoidance (escape), sensory-seeking (automatic). Presented BIP framework: antecedent strategies, replacement behavior teaching, token reinforcement, crisis protocol. Recommended weekly BCBA consultation for implementation fidelity and data-based decisions.
3:05Ms. LeeShared parent concerns. Appreciated thorough evaluation. Concerned about social isolation — no friends, no playdate invitations. Worried about homework duration and frustration. Wants focus on reading comprehension and social skills. Asked about home-school consistency. Requested regular progress updates. Asked about summer services availability.
3:10Mr. ChenEchoed concerns. Added organization and independence concerns. Noted visual schedules effective at home. Interested in AT for writing. Supportive of comprehensive programming.
3:15Mrs. PalmerClassroom perspective: follows rules/routines well when predictable. Struggles with transitions and changes. Reading comprehension significantly below peers — cannot access grade-level text independently. Writing is most significant classroom challenge. Limited peer interaction — engages primarily with adults. Visual supports already helping. Needs consistent strategies across all settings and staff training.
3:25Ms. GreenPresented proposed PLAAFP, 6 goal areas, and 6 measurable annual goals with baselines, conditions, criteria, and measurement methods: (1) reading comprehension, (2) math word problem solving, (3) social skills, (4) written expression, (5) pragmatic language, (6) self-regulation. Each goal has 3 short-term objectives with date milestones and TEKS alignment. Proposed service delivery: 90 min/day direct SPED (broken out by goal area); SLP 90 min/wk (Goal 5); OT 60 min/wk (Goals 4, 6); counseling 30 min/wk (Goals 3, 6); BCBA 30 min/wk (Goal 6 + BIP). Reviewed supplementary aids, accommodations, program modifications. LRE analysis: 72% gen ed / 28% SPED removal justified.
3:40Ms. GreenReviewed Texas Autism Supplement — all 11 strategies per 19 TAC §89.1055(e). Committee discussed each; 10 of 11 needed (Strategy 3 not needed at this time). Documented basis for each. Reviewed ESY data — determined needed per regression/recoupment and severity criteria.
3:48Ms. RodriguezDiscussed counseling services: individual 1×/wk (30 min) for anxiety management, social problem-solving, self-advocacy. Will coordinate with SPED and SLP for consistency.
3:50Dr. MarshallReviewed AT consideration. Determined needed: word processor with word prediction (Co:Writer), text-to-speech (Read&Write), digital calendar/reminders, visual communication apps (Boardmaker 7), noise-canceling headphones, graphic organizer software. Training for Ethan and staff.
3:53Dr. MarshallSTAAR accommodations: oral admin, extended time, breaks, small group, scribe. All routinely used in instruction. No alternate assessment. Accommodations align with daily classroom use.
3:55Ms. Lee / Mr. ChenParent questions: (1) Social skills at home — BCBA quarterly parent training; (2) Sensory overload at school — BIP includes regulation protocol and calm-down space; (3) Progress reporting — written reports every 9 weeks + daily communication log. Parents expressed satisfaction with comprehensive plan.
3:58Dr. MarshallReviewed all proposed decisions. Polled each member for agreement. All agreed. No disagreement statements. IEP implementation: 12/06/2025. Parent rights to request amendment at any time. Next annual review due 12/03/2026. Triennial FIE due 11/08/2028.
4:00Dr. MarshallMeeting adjourned. All signatures collected. Copy of IEP and Procedural Safeguards provided to parents; receipt confirmed.
App ABehavior Intervention Plan (BIP)
Student
Ethan L. Chen
BIP Date
12/03/2025
Based on FBA
11/15/2025
Review Schedule
Weekly data; monthly full team; annual at ARD
BCBA
Mr. Thomas Jackson, BCBA
Target Behavior 1: Transition-Related Dysregulation
Definition
Verbal protests (shouting "no," crying, screaming), physical resistance (dropping to floor, clinging to furniture), and/or leaving designated area during transitions or unexpected routine changes.
Current Rate
3–4 episodes/week; avg duration 5–10 min/episode
Function
Escape/Avoidance of unfamiliar or unpredictable situations
Antecedents
Unannounced schedule changes; preferred→non-preferred transitions; fire drills/assemblies; substitute teachers; routine sequence changes
Setting Events
Poor sleep; missed sensory breaks; morning home disruption; hunger/thirst
Prevention
(1) Visual schedule with "change" card; (2) 10-min, 5-min, 1-min warnings; (3) Visual timer countdowns; (4) Advance written/visual notice of changes; (5) Preferred item travels during transition; (6) Maintain consistent routine
Replacement
(1) "What's next?" card to request info; (2) Coping strategy menu (deep breathing, squeeze ball, count to 10); (3) Request 2-min break before transitioning; (4) Self-talk script: "Something new is happening. I can handle this."
Reinforcement
Token economy: 1 token per successful transition. 5 tokens = 5 min preferred activity (trains/computer). Social praise paired with tokens. Bonus token for independent initiation. Visible chart.
Response
If dysregulation: (1) Stay calm, reduce language; (2) Offer coping choice; (3) Do NOT remove — support in place; (4) Allow 3–5 min recovery; (5) Brief processing; (6) Resume with positive reinforcement. No lecturing/threatening.
Goal
Reduce to ≤1 episode/week within 6 months; use replacement behavior independently 85% of transitions.
Target Behavior 2: Social Avoidance
Definition
Moving away from approaching peers, declining play invitations, turning body away during group activities, remaining silent when peers initiate, seeking isolated areas during unstructured times.
Current Rate
Daily during every unstructured period; peer initiations <1×/week
Function
Escape/Avoidance of social demands; anxiety reduction
Prevention
(1) Trained peer buddy each unstructured period; (2) Structured activity options (board games, Legos, drawing); (3) Pre-teach social scripts; (4) Conversation starter cards; (5) Adult facilitator present; (6) Gradually reduce adult support
Replacement
(1) Use greeting script with peer buddy; (2) Choose structured activity and invite peer; (3) Use conversation card to initiate; (4) Request "social break" card if overwhelmed (5 min alone, then return)
Reinforcement
Social skills token: 1 token per positive interaction (≥2 min). 3 tokens = choice of preferred activity. Natural reinforcement through successful peer interactions. First/Then board: social activity first, then preferred activity.
Goal
Initiate peer interaction ≥3×/day within 6 months; maintain interaction ≥5 min in 85% of opportunities.
Target Behavior 3: Sensory-Seeking Behaviors
Definition
Hand flapping, making train noises, spinning body, jumping in place, seeking deep pressure (pressing against walls/furniture) — occurring during excitement, stress, or sensory under-stimulation.
Current Rate
10–15 episodes/day across settings
Function
Automatic/Sensory regulation
Prevention
(1) Proactive sensory diet: scheduled movement breaks (5 min/30 min); (2) Fidget tools available at desk; (3) Alternative seating (wobble cushion); (4) Heavy work activities before academic tasks; (5) Deep pressure input (weighted lap pad); (6) Sensory-friendly environment modifications
Replacement
(1) Use fidget tool at desk; (2) Request movement break with break card; (3) Use squeeze ball for hand input; (4) Designated "movement zone" in classroom; (5) Silent hand squeeze instead of flapping (when needed for social contexts)
Note
Important: Sensory-seeking behaviors serve a regulatory function and should NOT be eliminated — the goal is to provide appropriate sensory alternatives and support self-regulation. Behaviors that do not disrupt learning or safety should be accommodated, not extinguished.
Goal
Use appropriate sensory tools/strategies independently in 79% of opportunities; reduce classroom-disruptive sensory behaviors to ≤3 episodes/day.
⚠ Crisis Prevention / De-Escalation Protocol

Level 1 — Early Warning: Increased stimming, pacing, verbal repetition, covering ears. Response: Offer sensory tool or break; reduce demands; provide quiet space option; use calm, low voice.

Level 2 — Escalation: Crying, shouting, dropping to floor, verbal refusal. Response: Clear area of peers if needed; offer 2 choices only; do not physically prompt; allow space; time for regulation (up to 10 min).

Level 3 — Crisis: Running from supervision, property destruction, risk of self-injury. Response: Ensure physical safety; contact admin/BCBA; follow district crisis protocol; document per TEC §37.0021. Physical restraint ONLY if imminent danger of serious bodily harm — trained personnel only.

Post-Crisis: Allow full recovery time. Reconnect with preferred activity. Brief, non-judgmental debrief when calm. Complete incident documentation. Notify parents same day. Convene team if pattern emerges.

ℹ️Data Collection: ABC data daily by classroom staff. Frequency/duration logs for each target behavior. Weekly graphing by case manager. Monthly data review with BCBA. Trend analysis at each 9-week progress report.
App BFunctional Behavior Assessment (FBA) Summary
FBA Date
11/15/2025
Assessor
Mr. Thomas Jackson, BCBA; Dr. Amanda Torres, LSSP
Observation Period
10/20/2025 – 11/12/2025 (4 weeks, 12 observations)

Methods: Direct observation (12 sessions, 30 min each across 4 settings: gen ed classroom, SPED room, cafeteria, playground), ABC data collection (147 total data points), Functional Analysis Screening Tool (FAST), Motivation Assessment Scale (MAS), teacher interview (Mrs. Palmer, Ms. Green), parent interview (Ms. Lee, Mr. Chen), review of preschool records and developmental history.

Observation Data Summary: Transition dysregulation: 14 episodes observed across 12 sessions (avg 1.2/session; range 0–3); mean duration 7.2 min (range 3–15 min); 85% occurred during unexpected changes, 15% during preferred→non-preferred transitions. Social avoidance: observed in 100% of unstructured periods (12/12); 0 spontaneous peer initiations observed; responded to 2 of 11 peer bids (18%) only with adult prompting. Sensory-seeking: mean 11.4 episodes/session (range 6–18); highest rates during high-arousal transitions (mean 4.2/transition) and low-stimulation seatwork (mean 3.8/30 min). Setting Analysis: Behaviors most frequent during transitions (especially preferred→non-preferred), unstructured social periods (lunch, recess), and unexpected routine changes. Lowest rates during structured 1:1 or small group instruction, preferred activities, and when visual schedule was consistently followed. Scatterplot analysis revealed peak dysregulation times at 10:15 AM (morning transition to reading) and 12:45 PM (post-lunch return to classroom).

Function Hypotheses Confirmed:
Behavior 1 (Transition Dysregulation): When faced with unexpected changes or required transitions from preferred activities, Ethan engages in verbal protests and physical resistance to escape/avoid the unfamiliar situation. The behavior is maintained by temporary delay or avoidance of the transition.
Behavior 2 (Social Avoidance): When peers approach or social demands are placed, Ethan moves away or does not respond to escape/avoid social anxiety. The behavior is maintained by reduced social demand.
Behavior 3 (Sensory-Seeking): Regardless of setting, Ethan engages in hand flapping, train noises, and movement-seeking for automatic sensory reinforcement. Increases during periods of high arousal (excitement or stress) and low stimulation.

Recommendations: Develop comprehensive BIP addressing all three behaviors with antecedent modifications, replacement behavior instruction, and reinforcement strategies. Weekly BCBA consultation for implementation fidelity. Data-based decision making with monthly team reviews.

App CAssistive Technology Consideration
ℹ️Per 34 CFR §300.324(a)(2)(v), the ARD committee must consider whether the student needs AT devices and services.
Device / ServicePurposeSetting
Word processor with word prediction (Co:Writer Universal)Written expression supportSPED & Gen Ed
Text-to-speech with highlighting (Read&Write for Chrome)Reading accessAll academic
Digital calendar & reminders (Google Calendar + Todoist)Organization & independenceAll settings
Visual communication apps (Boardmaker 7 on tablet)Social stories, communication boards, schedulesAll settings
Noise-canceling headphones (Sony WH-CH720N)Auditory sensory regulationAll settings
Graphic organizer softwarePlanning & organizing tasksAll academic

AT devices available in both gen ed and SPED settings. Training provided to Ethan, classroom staff, and parents on proper use. AT effectiveness reviewed at each 9-week progress reporting period. AT needs reassessed at annual ARD.

App DRestraint / Seclusion Provisions (TEC §37.0021)

Per TEC §37.0021 and 19 TAC §89.1053, the following provisions apply:

Restraint: Physical restraint may only be used in an emergency when the student's behavior poses a threat of imminent, serious physical harm to self or others, and only by trained personnel using approved techniques. Restraint shall be discontinued at the point the student no longer presents a danger. All incidents documented and reported to parents within 1 school day. A good faith effort to use de-escalation and less restrictive interventions must be made first.

Seclusion: Per TEC §37.0021(d), a school district or its employees shall NOT place a student in seclusion. Seclusion is prohibited.

Time-Out: Time-out (a behavior management technique in which the student is separated from other students for a limited period in a non-locked setting) may be used as documented in the BIP. The designated calm-down space is not locked, is supervised, and the student may leave when regulated.

Documentation: Any use of restraint will be documented per 19 TAC §89.1053, including written report within 1 school day to parent, administrator notification, and data collection for BIP review.

App EPrior Written Notice (34 CFR §300.503)
Notice Date
11/20/2025
Provided To
Michelle Lee & David Chen (Parents)

Action Proposed: The district proposes to initiate special education services under the disability category of Autism (AU), including development of an initial IEP with specialized instruction, related services (SLP, OT, counseling, BCBA), supplementary aids/services, and accommodations.

Reason: Comprehensive FIE (11/15/2025) confirms Ethan meets eligibility criteria for Autism per 34 CFR §300.8(c)(1). Evaluation data demonstrates the need for specially designed instruction to address deficits in reading comprehension, written expression, math word problems, social communication, behavioral flexibility, and sensory regulation.

Evaluation Data Used: WPPSI-IV, WJ-IV, KTEA-3, ADOS-2, GARS-3, SRS-2, SCQ, CELF-5, PLSI, Vineland-3, BASC-3, BRIEF-2, Sensory Profile-2, VMI-6, classroom observations, teacher/parent input.

Other Options Considered: (1) Section 504 Plan — rejected; Ethan requires specially designed instruction beyond accommodations alone. (2) Gen ed interventions only — rejected; Ethan's disability-related needs exceed what RTI/MTSS can address. (3) Full-time SPED placement — rejected; Ethan benefits from gen ed participation and can access curriculum with supports.

Parent Rights: Parents have the right to obtain an independent educational evaluation, to request mediation, and to file a due process complaint. Procedural Safeguards provided 11/18/2025.

App FProcedural Safeguards Acknowledgment
Notice Provided Date
11/18/2025
Method
Hard copy provided at school; English language
Receipt Confirmed
Yes — parent signature on file

Per 34 CFR §300.504, parents were provided a copy of the Notice of Procedural Safeguards: Rights of Parents of Students with Disabilities. This notice explains parental rights regarding identification, evaluation, placement, FAPE, prior written notice, consent, dispute resolution (mediation, due process, state complaints), disciplinary procedures, and access to records. Parents confirmed receipt and were offered opportunity to ask questions. A copy of safeguards is available at any time upon parent request and is available on the TEA website.

App GVI / DHH / Residential / TSBVI-TSD Supplements
Visual Impairment Supplement (TEC §30.002): Not applicable — Ethan has normal vision.
Deaf/Hard of Hearing Supplement: Not applicable — Ethan has normal hearing.
Residential Placement: Not applicable — Ethan's needs are met in the home district.
TSBVI / TSD Placement: Not applicable.
App HMember Excusal Documentation (34 CFR §300.321(e))
⊘ No members were excused from this ARD meeting. All required and invited participants were present for the full duration of the meeting (2:00 PM – 4:00 PM).
ℹ️If a member's area is being discussed and they cannot attend, written input must be provided and parent must consent in writing to excusal per 34 CFR §300.321(e)(2).
App IAccelerated Instruction / HB 4545 Consideration
HB 4545 Applicability
Not applicable — Initial IEP (no prior STAAR data available)

Per TEC §28.0211 as amended by HB 4545 (87th Texas Legislature), students who do not pass STAAR may require accelerated instruction. As this is Ethan's initial IEP and he is in Grade 1 (STAAR begins Grade 3), HB 4545 accelerated instruction requirements do not currently apply. The ARD committee will review STAAR performance data when available and determine whether accelerated instruction provisions are needed at that time. Any accelerated instruction for students receiving SPED services shall be provided through the IEP per TEC §28.0211(a-4).